AVP Securities Counsel

Job title: AVP Securities Counsel in Phoenix, AZ at Apple & Associates
Company: Apple & Associates
Job description: Assistant Vice President, Securities CounselAre you a talented attorney looking to make an impact in a collaborative environment where your expertise in securities law and corporate governance will be valued? Our client is seeking an experienced legal professional who can thrive in a team-oriented culture while driving our public company compliance and governance initiatives forward.Your ImpactAs our AVP, Securities Counsel, you'll play a crucial role in ensuring this company's regulatory compliance while working closely with cross-functional teams. You'll have the opportunity to build relationships across the organization, from Finance and HR to Compliance and Investor Relations, creating alignment and fostering transparent information flow.Your Day-to-DaySecurities Law Excellence:

• Craft and review SEC filings including 10-K, 10-Q, and 8-K forms, ensuring our compliance with federal securities laws

• Partner with communications team on earnings releases and investor presentations

• Guide the organization on public disclosure matters and Regulation FD compliance

• Work collaboratively with outside counsel on specialized matters

Corporate Governance Leadership:

• Coordinate with executive leadership and board members to prepare for board and committee meetings

• Contribute to the development of governance best practices

• Lead the legal aspects of stockholder meetings, working cross-functionally with multiple departments

Strategic Partnership:

• Serve as a trusted advisor to teams across the organization

• Provide thoughtful guidance on executive compensation and equity plans

• Support corporate transactions by working hand-in-hand with business development teams

What You'll Bring

• JD from an accredited law school with active bar membership

• 6+ years of relevant legal experience, with a focus on securities law and corporate governance

• Strong interpersonal skills and ability to communicate complex legal concepts clearly

• Collaborative mindset and enthusiasm for working across different business functions

What Will Help You Stand Out

• Experience with board and disclosure management platforms like Diligent or Workiva

• Demonstrated ability to build consensus and navigate complex stakeholder relationships

• A track record of mentoring junior team members and sharing knowledge

Your Growth PathThis role offers clear advancement opportunities as you develop expertise in this business and deepen relationships across the organization. Top performers have opportunities to:

• Take on increasing responsibility for corporate transactions

• Lead strategic governance initiatives

• Develop specialized expertise in emerging regulatory areas

• Progress to senior legal leadership positions

Benefits That Matter

• Comprehensive benefits package with affordable contributions

• Generous paid time off: vacation, 12 holidays, and 80 hours of sick time annually

• 401(k) match with immediate vesting

• Discounted company stock purchase program

• Paid volunteer hours and employer charitable match

• Career development resources and mentoring

• Flexible work arrangement with Remote Fridays

• Collaborative culture that values your contributions

Expected salary:
Location: Phoenix, AZ
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